Upstox Securities Pvt. Ltd., known for its prominence in India’s securities market, operates under registration number INZ000315837 from SEBI. It holds trading membership codes for both the National Stock Exchange (NSE TM Code: 13942) and the Bombay Stock Exchange (BSE TM Code: 6155). The company is located at 809, New Delhi House, Barakhamba Road, Connaught Place, New Delhi – 110001. Clients can reach their compliance officer, Mr. Kapil Jaikalyani, via telephone at (022) 24229920 or by email at compliance@upstox.com.
In addition to its securities trading arm, Upstox is affiliated with RKSV Commodities India Pvt. Ltd., which boasts its own SEBI registration number INZ000015837. This subsidiary operates under the Multi Commodity Exchange (MCX TM Code: 46510) and is incorporated with the registration number U74900DL2009PTC189166. Customers can connect with their compliance officer, Mr. Amit Lalan, through the same phone number or at compliance@rksv.in. For correspondence, the registered address consists of 807, New Delhi House, while the firm’s Mumbai office is situated at 30th Floor, Sunshine Tower, Senapati Bapat Marg, Dadar (West), Mumbai – 400013.
Investors can address complaints by emailing complaints@upstox.com or complaints.mcx@upstox.com. The process for filing grievances through SEBI’s SCORES portal requires basic information such as name, PAN, address, mobile number, and email ID, ensuring swift communication and resolution. Investors are strongly advised to review the Risk Disclosure Document, along with Upstox’s Terms of Use and Privacy Policy, prior to investing.
As a wholly-owned subsidiary of RKSV Securities India Private Limited, Upstox underscores its commitment to transparency and investor protection. However, it’s essential to note that investments in the securities market carry inherent risks. The company emphasizes that brokerage fees will not exceed the limits set forth by SEBI. Notably, statistics indicate that nine out of ten individual traders in the equity Futures and Options segment experience net losses, averaging close to ₹50,000. Moreover, loss makers often incur an additional 28% in transaction costs.
Investors are reminded to exercise caution concerning unauthorized collective investment schemes or portfolio management services that boast guaranteed returns. Awareness of practices to avoid-such as sharing trading credentials, engaging with unregulated investment tips, and trading in leverage products without understanding the risks-can help prevent financial loss.
According to recent advisories from the National Stock Exchange and the Bombay Stock Exchange, investors should take proactive measures to secure their accounts. By updating their mobile numbers with their depository participants, clients can receive alerts regarding significant transactions in their Demat accounts directly from CDSL.
Furthermore, it is vital that investors are aware that the Know Your Customer (KYC) exercise is a one-time obligation. After completing KYC through any SEBI-registered intermediary, clients need not repeat the process when engaging with different financial entities. Upstox emphasizes it does not provide stock tips and warns consumers against anyone claiming affiliation with them for unauthorized trading advice.
To facilitate investment in IPOs, Upstox has streamlined the subscription process-investors simply need to provide their bank account number in the application form to authorize automatic payments upon allotment. Stocks can serve as collateral only through a pledge in the depository system, effective since September 1, 2020, which further safeguards investor interests.
As the investment landscape evolves, the establishment of SEBI’s Online Dispute Resolution Portal aims to streamline conflict resolution for investors, making the process more accessible and efficient. This initiative reflects a broader commitment to enhancing investor confidence in India’s securities market.
Original Source: https://upstox.com/news/market-news/trading/trade-setup-for-jan-30-can-nifty-50-break-the-resistance-and-close-above-25-500-on-friday-check-details/article-188550/
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Publish Date: 2026-01-30 07:42:00
